Regulatory Compliance Manager/Senior Manager

Job Description

• Governance:
  • Ensure the bank's compliance risk governance framework aligns with both group and regulatory expectations.
  • Monitor the execution of the compliance program.
• Risk Management:
  • Take the lead in implementing effective compliance risk management strategies within the bank.
  • Supervise the prompt reporting and escalation of compliance risk incidents, ensuring adherence to established standards and timelines.
  • Support the immediate supervisor in coordinating and managing reviews or inspections by internal and external stakeholders.
• Advisory:
  • Keep the immediate supervisor updated on the latest regulatory developments.
  • Offer advice and guidance on interpreting regulatory requirements and implementing internal policies and procedures.
  • Lead, engage, and oversee discussions with business and support units on advisory matters related to compliance risk.
• Training and Awareness:
  • Conduct training sessions to enhance stakeholders' comprehension of pertinent laws and regulatory requirements.

The Successful Applicant

• Education/Professional Qualifications:
  • Possesses a Recognized Degree in Finance, Accounting, Business Administration, Economics, Laws, or equivalent.
  • Possession of Certification/Professional Certification in Regulatory Compliance is considered an additional asset.
• Work Experience:
  • Demonstrates over 12 years of relevant experience, showcasing a robust understanding of the banking regulatory landscape and associated regulations.
  • Proficient in banking operations, procedures, and systems, enabling effective assessment and evaluation for managing and mitigating compliance risks.
  • Proven track record in compliance risk assessment methodology, adept at formulating and executing compliance review plans, and conducting comprehensive compliance training and awareness across all lines of defense.
• Personal Attributes & Characteristics:
  • Exhibits strong planning and organizational skills, complemented by excellent communication and interpersonal abilities.
  • Proficiency in Mandarin is a mandatory requirement.
  • Possesses effective communication skills, with a talent for influencing others and establishing fruitful relationships with local and external regulatory bodies.
  • Demonstrates the capacity to collaborate seamlessly within teams and with both internal and external stakeholders.
• Knowledge/Tools/Skills:
  • Proficient in the understanding of key regulatory requirements, demonstrating a comprehensive knowledge base in this area

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